The Advocate's Gateway Toolkits
Practical, evidence-based guidance for advocates preparing for trial in cases involving a witness or defendant with communication needs.
Information about specific communication abilities and needs should always be sought from the individual witness or defendant, or their family, support worker, teachers etc.
Using the Toolkits
Questioning that contravenes principles for obtaining accurate information from a witness by exploiting his or her developmental limitations is not conducive to a fair trial and would contravene the Codes of Conduct.
Each toolkit also provides:
- Links to source material
- Trial transcript questions, with suggestions about how they might be improved
- Highlighted examples of good practice and poor practice
- Lists of references, contributors and reviewers
Current Toolkits
Toolkit 1
Ground Rules Hearings
Ground rules hearings and the fair treatment of vulnerable people in court
Covers ground rules hearings (GRHs) in the criminal courts, intended primarily for advocates, solicitors, police officers, social workers and judges. Written with criminal proceedings in England and Wales in mind, though the ground rules approach is also applied in the family courts, employment tribunals and the Court of Protection.
Download Toolkit (PDF)
Toolkit 1a
Case Management in Criminal Cases
Case management in criminal cases when a witness or a defendant is vulnerable
Designed to assist with case management when a witness or defendant is vulnerable. Its layout reflects the normal stages of the pre-trial and trial process.
Download Toolkit (PDF)
Toolkit 2
General Principles from Research, Policy, and Guidance
Planning to question a vulnerable person or someone with communication needs
General information about questioning a vulnerable person or somebody with communication needs, intended primarily for advocates and judges, as well as police officers, social workers, solicitors and guardians.
Download Toolkit (PDF)
Toolkit 3
Planning to Question Someone with Autism
Planning to question someone with an autism spectrum disorder including Asperger syndrome
A practical guide for advocates questioning either a witness or a defendant with autism spectrum disorder, bringing together policy, research and guidance on definitions of autism, how it can affect communication, and how to facilitate effective participation in the court process.
Download Toolkit (PDF)
Toolkit 4
Planning to Question Someone with a Learning Disability
Planning to question someone with a learning disability
Brings together policy, research and guidance on definitions and characteristics of learning disability and how it can affect communication. Not a replacement for an individual communication assessment; an intermediary can help highlight communication needs (see Toolkit 16).
Download Toolkit (PDF)
Toolkit 5
Planning to Question Someone with 'Hidden Disabilities'
Specific language impairment, dyslexia, dyspraxia, dyscalculia and AD(H)D
Developed to assist in cases where specialised assistance is required for a witness with a significant specific language difficulty, of which there should be diagnostic evidence such as a recent educational psychologist's report.
Download Toolkit (PDF)
Toolkit 6
Planning to Question a Child or Young Person
Planning to question a child or young person
Addresses the approach to take when preparing to question a child or young person. Advocates must tailor their approach to the individual child and adapt to the witness, obtaining a full picture of the child's communication capabilities, which an intermediary can help with.
Download Toolkit (PDF)
Toolkit 7
Additional Factors Concerning Children under Seven
Additional factors concerning children under seven (or functioning at a very young age)
Considers the additional factors relevant to questioning a child under seven. Very young children do not organise events in their minds as adults do, and can be particularly suggestible, but with clear expectations and appropriately modified questioning even very young children can recall and report past experience accurately.
Download Toolkit (PDF)
Toolkit 8
Effective Participation of Young Defendants
Effective participation of young defendants
Considers how an advocate may ensure the effective participation of young defendants. All children under 18 require special consideration by virtue of their age and developmental immaturity, and teenagers are at particular risk of miscommunication.
Download Toolkit (PDF)
Toolkit 9
Planning to Question Someone using a Remote Link
Planning to question someone using a remote link
Advises on the planning needed to question someone using a remote link, including identifying at the earliest opportunity those whose evidence would be best given via a remote link from a different location.
Download Toolkit (PDF)
Toolkit 10
Identifying Vulnerability in Witnesses
Identifying vulnerability in witnesses and parties and making adjustments
Brings together policy, research and guidance on general principles and examples of adjustments for vulnerability, early identification, advocates' duties, obtaining expert advice, and special measures. Intended primarily for lawyers, witness supporters, judges, magistrates and police.
Download Toolkit (PDF)
Toolkit 11
Planning to Question Someone who is Deaf
Planning to question someone who is deaf
Addresses the approach to take when planning to question someone who is deaf. Contains general guidance and is not a replacement for assessment by an appropriate expert such as a psychologist or Deaf Registered Intermediary.
Download Toolkit (PDF)Planning to Question Someone with a Suspected (or Diagnosed) Mental Health Disorder
General principles when questioning witnesses and defendants with mental disorder
Brings together policy, research and guidance on: areas of difficulty affecting communication because of a diagnosed or potential mental health disorder; the framing of questions; and case management.
Download Toolkit (PDF)
Toolkit 13
Vulnerable Witnesses in the Family Court
Vulnerable witnesses and parties in the family courts
Intended primarily for advocates, solicitors, social workers, guardians, CAFCASS officers and judges. Deals with issues relating to vulnerable witnesses and parties in family proceedings involving children.
Download Toolkit (PDF)Vulnerable Witnesses in the Family Court - Crib Sheet
Crib sheet: vulnerable witnesses and parties in the family courts
Summarises the relevant law and procedure for advocates working with vulnerable witnesses in the family courts. For more detail, practitioners should consult the full Toolkit 13.
Download Toolkit (PDF)
Toolkit 14
Using Communication Aids
Using communication aids in the criminal justice system
Summarises communication aids: definition, function, cautions and safeguards, types of aid and how they can be used, augmentative and alternative communication (AAC), and who may require them.
Download Toolkit (PDF)
Toolkit 15
Witnesses and Defendants with Autism
Witnesses and defendants with autism: memory and sensory issues
Considers principles relating to persons with autism and memory and sensory issues. Advocates must treat every person with autism as unique, and expert evidence should be available to the advocates and court about the individual.
Download Toolkit (PDF)
Toolkit 16
Intermediaries: Step by Step
Intermediaries: step by step
Intended primarily for advocates, judges, solicitors, police officers, dock officers, expert witnesses and social workers. Covers the court's duty to facilitate the attendance and participation of witnesses and defendants, especially where there is an intermediary.
Download Toolkit (PDF)
Toolkit 17
Vulnerable Witnesses in the Civil Courts
Vulnerable witnesses and parties in the civil courts
A general guide for many differing types of legal process, focusing attention on vulnerability at all stages of case preparation, including where a case is settled, as well as at court.
Download Toolkit (PDF)Working with Traumatised Witnesses, Defendants and Parties
Currently under review
This toolkit is currently under review; a revised version will be published in due course.
Toolkit 19
Supporting Participation in Courts and Tribunals
Supporting Participation in Courts and Tribunals
Draws on research involving 159 interviews with judges, lawyers, court staff and other practitioners and over 300 hours of observational research across the criminal courts, Family Court, Employment Tribunal and First-tier Tribunal (Immigration and Asylum Chamber).
Download Toolkit (PDF)Court of Protection
Eliciting, Understanding, and Applying a Person's Values in Best Interests Decision Making
Draws on the Judging Values and Participation in Mental Capacity Law research (2018-2022, funded by the AHRC), including qualitative interviews with 56 legal professionals specialising in Court of Protection work.
Download Toolkit (PDF)Planning to Question People who Stammer
Planning to Question People who Stammer
Developed by the national charity STAMMA, drawing on the Equal Treatment Bench Book. Outlines the nature of stammering, its potential impact on communication and perception in a legal context, and practical strategies for pre-hearing preparation and in-court adjustments.
Download Toolkit (PDF)Planning to Question Someone with Fetal Alcohol Spectrum Disorder (FASD)
Planning to Question Someone with FASD
Brings together policy, research and guidance relating to definitions of FASD, how it can affect communication, and what should be done to facilitate effective participation of an individual with FASD in the court process.
Download Toolkit (PDF)Archived Toolkits
The toolkits in this area no longer can or should be relied upon as indicative of best practice. Some have been retired because the subject was deemed too complex, or divided views existed on the appropriate approach; others are being revised, with newer versions added to TAG's current list. They are provided here as a historical record.
- Toolkit 1a: Case management in criminal cases when a witness or a defendant is vulnerable (10 April 2017)
- CHECKLIST: Essential questions on Toolkit 1a (10 April 2017)
- Toolkit 1: Ground rules hearings and the fair treatment of vulnerable people in court (1 December 2016)
- Ground rules hearing checklist (1 December 2016)
- Toolkit 2: General principles from research, policy and guidance (30 November 2015)
- Toolkit 3: Planning to question someone with an autism spectrum disorder including Asperger syndrome (1 December 2016)
- Toolkit 4: Planning to question someone with a learning disability (30 November 2015)
- Toolkit 5: Planning to question someone with 'hidden' disabilities (15 December 2015)
- Toolkit 6: Planning to question a child or young person (15 December 2015)
- Toolkit 7: Additional factors concerning children under seven (15 December 2015)
- Toolkit 8: Effective participation of young defendants (20 March 2017)
- Toolkit 9: Planning to question someone using a remote link (20 March 2017)
- Toolkit 10: Identifying vulnerability in witnesses and parties and making adjustments (20 March 2017)
- Toolkit 11: Planning to question someone who is deaf (9 December 2016)
- Toolkit 12: General principles when questioning witnesses and defendants with mental disorder (10 July 2014)
- Toolkit 13: Vulnerable witnesses and parties in the family courts (8 November 2014)
- Toolkit 14: Using communication aids in the criminal justice system (27 February 2015)
- Toolkit 15: Witnesses and defendants with autism: memory and sensory issues (27 February 2015)
- Toolkit 16: Intermediaries: step by step (10 April 2017)
- Toolkit 17: Vulnerable witnesses and parties in the civil courts (31 July 2015)